Executive Development Programme in AM Regulatory Compliance Oversight

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The Executive Development Programme in AM Regulatory Compliance Oversight is a certificate course designed to empower professionals with the necessary skills to navigate the complex regulatory landscape of the asset management industry. This programme emphasizes the importance of robust compliance oversight in ensuring adherence to regulatory requirements and maintaining a healthy risk culture.

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With increasing industry demand for skilled compliance professionals, this course offers a timely and essential learning opportunity. It equips learners with a comprehensive understanding of regulatory frameworks, risk management strategies, and monitoring techniques, enabling them to contribute significantly to their organizations' compliance efforts and overall success. By completing this programme, learners will have developed essential skills in regulatory compliance oversight, positioning them for career advancement in the asset management sector. The course's practical focus on real-world applications ensures that learners can immediately apply their newfound knowledge and make a positive impact in their professional roles.

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โ€ข Regulatory Environment and Compliance
โ€ข Risk Management in AM Regulation
โ€ข Anti-Money Laundering (AML) and Know Your Customer (KYC) Guidelines
โ€ข Legal and Ethical Considerations in AM Regulatory Compliance
โ€ข Oversight and Monitoring Techniques in AM Compliance
โ€ข Regulatory Reporting and Record Keeping
โ€ข International Cooperation and Information Sharing in AM Compliance
โ€ข Developments in AM Regulations and Compliance Trends
โ€ข Case Studies in AM Regulatory Compliance

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EXECUTIVE DEVELOPMENT PROGRAMME IN AM REGULATORY COMPLIANCE OVERSIGHT
ๆŽˆไบˆ็ป™
ๅญฆไน ่€…ๅง“ๅ
ๅทฒๅฎŒๆˆ่ฏพ็จ‹็š„ไบบ
London College of Foreign Trade (LCFT)
ๆŽˆไบˆๆ—ฅๆœŸ
05 May 2025
ๅŒบๅ—้“พID๏ผš s-1-a-2-m-3-p-4-l-5-e
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