Executive Development Programme in AM Regulatory Compliance Oversight
-- ViewingNowThe Executive Development Programme in AM Regulatory Compliance Oversight is a certificate course designed to empower professionals with the necessary skills to navigate the complex regulatory landscape of the asset management industry. This programme emphasizes the importance of robust compliance oversight in ensuring adherence to regulatory requirements and maintaining a healthy risk culture.
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⢠Regulatory Environment and Compliance
⢠Risk Management in AM Regulation
⢠Anti-Money Laundering (AML) and Know Your Customer (KYC) Guidelines
⢠Legal and Ethical Considerations in AM Regulatory Compliance
⢠Oversight and Monitoring Techniques in AM Compliance
⢠Regulatory Reporting and Record Keeping
⢠International Cooperation and Information Sharing in AM Compliance
⢠Developments in AM Regulations and Compliance Trends
⢠Case Studies in AM Regulatory Compliance
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