Executive Development Programme in AM Regulatory Compliance Risk Management
-- ViewingNowThe Executive Development Programme in AM Regulatory Compliance Risk Management is a certificate course designed to empower professionals with the necessary skills to navigate the complex regulatory landscape in the asset management industry. This programme is crucial in today's environment, where regulatory compliance is a top priority for organizations.
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⢠Introduction to AM Regulatory Compliance Risk Management
⢠Understanding the Regulatory Landscape in Asset Management
⢠Identifying and Assessing Compliance Risks in Asset Management
⢠Developing Effective Compliance Programs and Policies
⢠Implementing a Compliance Risk Management Framework
⢠Regulatory Reporting and Recordkeeping Requirements
⢠Conducting Compliance Risk Assessments and Audits
⢠Managing Third-Party Risks in Asset Management
⢠Responding to and Managing Compliance Violations
⢠Continuous Monitoring and Improvement of Compliance Programs
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