Executive Development Programme in AM Regulatory Compliance Risk Management
-- viewing nowThe Executive Development Programme in AM Regulatory Compliance Risk Management is a certificate course designed to empower professionals with the necessary skills to navigate the complex regulatory landscape in the asset management industry. This programme is crucial in today's environment, where regulatory compliance is a top priority for organizations.
2,029+
Students enrolled
GBP £ 140
GBP £ 202
Save 44% with our special offer
About this course
100% online
Learn from anywhere
Shareable certificate
Add to your LinkedIn profile
2 months to complete
at 2-3 hours a week
Start anytime
No waiting period
Course Details
• Introduction to AM Regulatory Compliance Risk Management
• Understanding the Regulatory Landscape in Asset Management
• Identifying and Assessing Compliance Risks in Asset Management
• Developing Effective Compliance Programs and Policies
• Implementing a Compliance Risk Management Framework
• Regulatory Reporting and Recordkeeping Requirements
• Conducting Compliance Risk Assessments and Audits
• Managing Third-Party Risks in Asset Management
• Responding to and Managing Compliance Violations
• Continuous Monitoring and Improvement of Compliance Programs
Career Path
Entry Requirements
- Basic understanding of the subject matter
- Proficiency in English language
- Computer and internet access
- Basic computer skills
- Dedication to complete the course
No prior formal qualifications required. Course designed for accessibility.
Course Status
This course provides practical knowledge and skills for professional development. It is:
- Not accredited by a recognized body
- Not regulated by an authorized institution
- Complementary to formal qualifications
You'll receive a certificate of completion upon successfully finishing the course.
Why people choose us for their career
Loading reviews...
Frequently Asked Questions
Course fee
- 3-4 hours per week
- Early certificate delivery
- Open enrollment - start anytime
- 2-3 hours per week
- Regular certificate delivery
- Open enrollment - start anytime
- Full course access
- Digital certificate
- Course materials
Get course information
Earn a career certificate