Certificate in Strategic AM Regulatory Compliance Strategies
-- ViewingNowThe Certificate in Strategic AM Regulatory Compliance Strategies is a comprehensive course designed to empower learners with the essential skills needed to excel in the asset management industry. This course focuses on the importance of regulatory compliance, a critical aspect of the asset management industry, and teaches learners how to develop and implement effective compliance strategies.
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GBP £ 140
GBP £ 202
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โข Understanding Strategic AM Regulatory Compliance
โข Current Trends in Asset Management Regulations
โข Compliance Risks and Mitigation Strategies in Asset Management
โข Developing Effective Compliance Programs for Asset Managers
โข Regulatory Reporting and Recordkeeping Requirements for Asset Managers
โข Anti-Money Laundering (AML) and Know Your Customer (KYC) Compliance in Asset Management
โข Code of Ethics and Professional Conduct for Asset Management Compliance
โข Regulatory Examinations and Enforcement Actions for Asset Managers
โข Emerging Regulatory Themes and Priorities in Asset Management
โข Best Practices for Maintaining Regulatory Compliance in Asset Management
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