Executive Development Programme in AM Regulatory Compliance Policy

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The Executive Development Programme in AM Regulatory Compliance Policy is a certificate course designed to empower professionals with a deep understanding of the regulatory landscape in the Asset Management industry. This programme highlights the importance of compliance and policy-making, enabling learners to navigate the complexities of regulatory requirements with ease.

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AboutThisCourse

In an era where regulatory compliance is paramount, there is a high industry demand for skilled professionals who can ensure adherence to laws and regulations. This course equips learners with essential skills to manage risks, make informed decisions, and drive business growth while maintaining the highest standards of compliance. By enrolling in this course, learners will gain practical knowledge and skills to advance their careers in Asset Management, Compliance, Risk Management, Legal, and other related fields. The course curriculum covers key topics such as regulatory frameworks, compliance policies, risk management strategies, and monitoring & reporting techniques, providing a comprehensive learning experience for professionals seeking to excel in this domain.

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CourseDetails

• Introduction to AM Regulatory Compliance Policy
• Understanding the AM Market and Regulations
• Key Components of an Effective Compliance Program
• Implementing and Monitoring Compliance Policies and Procedures
• Risk Management in Alternative Investments
• Responding to Regulatory Inquiries and Investigations
• Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
• Data Privacy and Cybersecurity in AM
• Compliance Training and Communication Strategies
• Future Trends and Challenges in AM Regulatory Compliance

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EntryRequirements

  • BasicUnderstandingSubject
  • ProficiencyEnglish
  • ComputerInternetAccess
  • BasicComputerSkills
  • DedicationCompleteCourse

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  • NotAccreditedRecognized
  • NotRegulatedAuthorized
  • ComplementaryFormalQualifications

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CourseFee

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FastTrack GBP £140
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AcceleratedLearningPath
  • ThreeFourHoursPerWeek
  • EarlyCertificateDelivery
  • OpenEnrollmentStartAnytime
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StandardMode GBP £90
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FlexibleLearningPace
  • TwoThreeHoursPerWeek
  • RegularCertificateDelivery
  • OpenEnrollmentStartAnytime
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  • DigitalCertificate
  • CourseMaterials
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EXECUTIVE DEVELOPMENT PROGRAMME IN AM REGULATORY COMPLIANCE POLICY
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London College of Foreign Trade (LCFT)
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05 May 2025
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