Executive Development Programme in AM Regulatory Compliance Consulting

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The Executive Development Programme in AM Regulatory Compliance Consulting is a certificate course designed to provide learners with essential skills in asset management regulatory compliance. This program emphasizes the importance of regulatory compliance in the asset management industry and addresses the growing demand for compliance professionals with a deep understanding of regulatory frameworks and industry best practices.

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AboutThisCourse

This course equips learners with the necessary skills to navigate the complex regulatory landscape, identify and manage compliance risks, and develop effective compliance programs. Learners will gain hands-on experience in regulatory compliance consulting, including conducting regulatory risk assessments, developing compliance policies and procedures, and managing regulatory examinations and inquiries. Upon completion of the course, learners will be able to demonstrate their expertise in asset management regulatory compliance, making them highly sought after in the industry. This program is an excellent opportunity for compliance professionals to advance their careers and for those looking to transition into the compliance field to gain the necessary skills and knowledge.

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CourseDetails

• Introduction to AM Regulatory Compliance Consulting &br; • Understanding the AM Regulatory Landscape &br; • Risk Management in Asset Management &br; • Compliance Program Development for AM Firms &br; • Regulatory Reporting and Record Keeping &br; • Navigating Investment Company Act Compliance &br; • Compliance Training and Awareness Programs &br; • Effective Compliance Monitoring and Testing &br; • Managing Compliance in a Global AM Environment &br; • Current Trends and Future Outlook in AM Regulatory Compliance

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EntryRequirements

  • BasicUnderstandingSubject
  • ProficiencyEnglish
  • ComputerInternetAccess
  • BasicComputerSkills
  • DedicationCompleteCourse

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  • NotAccreditedRecognized
  • NotRegulatedAuthorized
  • ComplementaryFormalQualifications

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CourseFee

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FastTrack GBP £140
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AcceleratedLearningPath
  • ThreeFourHoursPerWeek
  • EarlyCertificateDelivery
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StandardMode GBP £90
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FlexibleLearningPace
  • TwoThreeHoursPerWeek
  • RegularCertificateDelivery
  • OpenEnrollmentStartAnytime
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  • DigitalCertificate
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EXECUTIVE DEVELOPMENT PROGRAMME IN AM REGULATORY COMPLIANCE CONSULTING
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London College of Foreign Trade (LCFT)
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05 May 2025
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