Executive Development Programme in AM Regulatory Compliance Training

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The Executive Development Programme in AM Regulatory Compliance Training is a certificate course designed to provide professionals with a deep understanding of asset management (AM) regulatory frameworks. This programme is crucial in the current financial landscape, where regulatory compliance has become increasingly complex and vital for business success.

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AboutThisCourse

With the growing demand for skilled compliance professionals, this course offers learners the opportunity to gain essential skills and knowledge required to navigate the intricate web of AM regulations. The course covers key topics such as financial conduct regulations, risk management, and compliance best practices, equipping learners with the tools they need to ensure their organizations remain compliant and avoid costly fines and reputational damage. By completing this course, learners will be able to demonstrate their expertise in AM regulatory compliance, making them highly attractive to potential employers and providing a clear pathway for career advancement in this growing field.

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CourseDetails

• AM Regulatory Compliance Fundamentals
• Understanding the Regulatory Landscape
• Risk Management in Asset Management
• Compliance Program Development and Implementation
• Regulatory Reporting and Record Keeping
• Ethics and Professional Conduct in Asset Management
• Managing Regulatory Examinations and Inquiries
• Compliance Training and Awareness
• Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations

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EntryRequirements

  • BasicUnderstandingSubject
  • ProficiencyEnglish
  • ComputerInternetAccess
  • BasicComputerSkills
  • DedicationCompleteCourse

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  • NotAccreditedRecognized
  • NotRegulatedAuthorized
  • ComplementaryFormalQualifications

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CourseFee

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FastTrack GBP £140
CompleteInOneMonth
AcceleratedLearningPath
  • ThreeFourHoursPerWeek
  • EarlyCertificateDelivery
  • OpenEnrollmentStartAnytime
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StandardMode GBP £90
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FlexibleLearningPace
  • TwoThreeHoursPerWeek
  • RegularCertificateDelivery
  • OpenEnrollmentStartAnytime
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  • FullCourseAccess
  • DigitalCertificate
  • CourseMaterials
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EXECUTIVE DEVELOPMENT PROGRAMME IN AM REGULATORY COMPLIANCE TRAINING
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London College of Foreign Trade (LCFT)
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05 May 2025
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