Professional Certificate in AM Legal Compliance Essentials
-- ViewingNowThe Professional Certificate in AM Legal Compliance Essentials is a comprehensive course designed to empower learners with critical skills in legal compliance for the asset management industry. This program emphasizes the importance of adhering to legal regulations, mitigating risks, and ensuring ethical business practices.
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โข Understanding AM Legal Compliance: An Overview
โข Regulatory Environment for Alternative Investments
โข Legal Structures for Alternative Asset Management
โข Compliance Policies and Procedures in AM
โข Risk Management in Alternative Investments
โข Due Diligence and Compliance
โข Investor Know-Your-Customer (KYC) and Anti-Money Laundering (AML)
โข SEC Regulations and Compliance for Alternative Asset Managers
โข Global Compliance Considerations for AM
โข Monitoring and Reporting Compliance in Alternative Investments
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- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
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- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
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- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
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