Professional Certificate in AM Compliance Best Practices
-- ViewingNowThe Professional Certificate in AM Compliance Best Practices is a comprehensive course designed to meet the growing industry demand for experts with knowledge in compliance best practices. This certificate course emphasizes the importance of regulatory compliance in the asset management industry, empowering learners with essential skills to navigate the complex world of financial regulations.
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โข Unit 1: Introduction to AM Compliance Best Practices
โข Unit 2: Understanding AM Regulations and Standards
โข Unit 3: Risk Management in AM Compliance
โข Unit 4: Quality Assurance in AM Compliance
โข Unit 5: Data Management and Security in AM
โข Unit 6: AM Compliance for Intellectual Property Protection
โข Unit 7: Compliance for Export Control and Trade Regulations
โข Unit 8: Implementing an AM Compliance Program
โข Unit 9: Monitoring and Auditing AM Compliance
โข Unit 10: Responding to AM Compliance Violations and Enforcement Actions
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