Executive Development Programme in AM Regulatory Compliance Environment
-- viewing nowThe Executive Development Programme in AM Regulatory Compliance Environment is a certificate course designed to provide learners with essential skills in asset management (AM) regulatory compliance. This program emphasizes the importance of regulatory compliance in the financial industry, addressing the growing demand for professionals who can navigate complex regulatory landscapes.
4,133+
Students enrolled
GBP £ 140
GBP £ 202
Save 44% with our special offer
About this course
100% online
Learn from anywhere
Shareable certificate
Add to your LinkedIn profile
2 months to complete
at 2-3 hours a week
Start anytime
No waiting period
Course Details
• Introduction to AM Regulatory Compliance Environment: Understanding the regulatory landscape, compliance requirements, and the role of executive leadership in ensuring adherence.
• Financial Crime and Compliance Risks: Identifying and managing financial crime risks, including anti-money laundering (AML), counter-terrorism financing (CTF), and sanctions.
• Regulatory Compliance Framework: Designing, implementing, and maintaining an effective compliance framework, including policies, procedures, and controls.
• Risk Assessment and Mitigation: Conducting risk assessments, determining appropriate risk mitigation strategies, and monitoring their effectiveness.
• Regulatory Reporting and Disclosure: Ensuring accurate and timely regulatory reporting and disclosures, including suspicious activity reports (SARs) and other required filings.
• Regulatory Examinations and Enforcement Actions: Preparing for and managing regulatory examinations, investigations, and enforcement actions.
• Compliance Culture and Ethics: Fostering a culture of compliance, ethical decision-making, and integrity within the organization.
• Data Privacy and Cybersecurity: Protecting sensitive customer and organizational data, maintaining data privacy, and managing cybersecurity risks.
• Third-Party Risk Management: Managing risks associated with third-party relationships, including vendors, suppliers, and partners.
• Continuous Improvement in Compliance: Implementing a process of continuous improvement in compliance, incorporating lessons learned, and staying abreast of regulatory changes.
Career Path
Entry Requirements
- Basic understanding of the subject matter
- Proficiency in English language
- Computer and internet access
- Basic computer skills
- Dedication to complete the course
No prior formal qualifications required. Course designed for accessibility.
Course Status
This course provides practical knowledge and skills for professional development. It is:
- Not accredited by a recognized body
- Not regulated by an authorized institution
- Complementary to formal qualifications
You'll receive a certificate of completion upon successfully finishing the course.
Why people choose us for their career
Loading reviews...
Frequently Asked Questions
Course fee
- 3-4 hours per week
- Early certificate delivery
- Open enrollment - start anytime
- 2-3 hours per week
- Regular certificate delivery
- Open enrollment - start anytime
- Full course access
- Digital certificate
- Course materials
Get course information
Earn a career certificate